Series 63 Exam Prep Training Course & Study Materials

Series 63 securities prelicensing program

FINRA Series 63 Exam Prep Course

 

ExamFX has created a comprehensive online training program to ensure candidates are prepared to pass their qualification exam on the first attempt. We have a variety of study packages available to fit every learning preference and budget.


RETAIL PACKAGES STARTING AT
$90.00

View Packages and Pricing​*

*Securities products are available through Training Consultants, an ExamFX brand. Click this button to checkout on TrainingConsultants.com.


Organization Discounts Available

Contact your referring manager or recruiter for information on how to access your organization's portal.

Series 63 Package Comparison

We offer flexible solutions and packages designed to help candidates pass their Series 63 exam. Our training provides a variety of helpful study tools that prepares candidates for success.

New! Live Online Study Package

Navigate your securities licensing exams with confidence! Our new comprehensive learning experience will level up your study practices. In addition to online courses delivered in a video-first modern e-learning environment, the Live Online Study Package gives you access to 3-hour Live Focused Webinars. These webinars are interactive training sessions focused on the most challenging topics frequently encountered on exams. Our Live Focused Webinars make complex financial concepts more digestible, clearing your path to success.

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PURCHASE PACKAGE

See a detailed description of the session offered for the Series 63 Exam below.

Introducing the Securities Live Online Study Package & Live Focus Webinars

Benefits of studying with Live Focused Webinars: 

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Candidates are twice as likely to reach the recommended amount of study in course.

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Candidates can save an average of 13 hours of online study time.*

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Candidates consistently pass the SIE exam with 95/96% pass rates.*

*Calculated for candidates who completed 80% of their ExamFX course and scored 80% or greater on their final practice exam. Live Focused Webinars are a supplemental study tool and do not affect the total recommended hours of study per course.

PACKAGE COMPARISON

LIVE ONLINE STUDY PACKAGE
$165
ONLINE COURSE PACKAGE
$115
TEXTBOOK PACKAGE
$90
 LIVE ONLINE STUDY PACKAGE
$165
ONLINE COURSE PACKAGE
$115
TEXTBOOK PACKAGE
$90
Access Days18018090
Hard-Copy Textbook
eBook  

Live Instruction

New! Live Focus Webinars

  

Instruction

On-Demand Video Lectures

 
Personalized Study Plan
Best Practice Guide

Multi-Level Testing

SpotCheck Quizzes

 
Practice Question Sets
Checkpoint Exams  
Benchmark Final
Standard Final Exams
Custom Exam Generator  

Support

Online Instructor Support

 
Phone Instructor Support

Additional Tools

Glossary and Acronyms

Online Flashcards  
TC Critical Facts
Real-Time Content Updates
Report Center

View Packages and Pricing​*

See Live Focused Webinar calendar

*Securities products are available through Training Consultants, an ExamFX brand. Click this button to checkout on  TrainingConsultants.com.

Series 63, 65, and 66 Live Focused Webinars

An essential tool for those preparing for the Series 63, 65, and 66 exams, these webinars provide clarity on the interplay between state and federal regulations, and guides candidates through the intricacies of investment advisement for both individuals and organizations. This comprehensive approach ensures a robust understanding of the regulatory environment and ethical practices essential for NASAA exam success. 

NASAA Laws - S63, S65, & S66 (Chapters 1-3 & 6) 

This webinar sharpens candidates' grasp of key securities regulations for the Series 63, 65, and 66 exams. It distills the core elements of state and federal laws, including registration protocols and firm definitions, while navigating the exclusions and categories relevant to industry professionals. This webinar highlights administrator authority and fraud prevention, arming candidates with the knowledge to tackle legal and ethical exam questions with confidence. 

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What is the Series 63 license?

The Series 63 (Uniform Securities Agent State Law Examination) license allows financial services professionals to solicit orders of any type of security in a particular state. In order to obtain a Series 63 license, candidates must prepare and pass the Series 63 exam. This exam is administered by the Financial Industry Regulatory Authority (FINRA).
VIEW NASAA SERIES 63 EXAM CONTENT OUTLINE

About the Series 63 Exam

What are the topics covered on the Series 63 Exam?

The Series 63 exam is broken down into two parts. These topics include: 

See below for more detailed breakdown or visit NASAA.

State Securities Acts and related rules and regulations

Ethical practices and fiduciary obligations

Additional Series 63 Study Materials

Looking to supplement a learning package that you are already working with? We’ve got you covered.

  • Online Exam Center
  • Online Flashcards
  • Private Tutoring

View Packages and Pricing​*
*Securities products are available through Training Consultants, an ExamFX brand. Click this button to checkout on TrainingConsultants.com.

View Packages and Pricing​*

*Securities products are available through Training Consultants, an ExamFX brand. Click this button to checkout on TrainingConsultants.com.