Integrated Securities Industry Essentials (SIE) and Series 6 Exam Prep Training Course & Study Materials

Integrated SIE and Series 6 prelicensing program

Integrated SIE & Series 6 Rep Level Exam Prep

ExamFX has created a comprehensive online training program to ensure candidates are prepared to pass their exam on the first attempt. We have a variety of study packages available to fit every learning preference and budget.


RETAIL PACKAGES STARTING AT
$289.00

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*Securities products are available through Training Consultants, an ExamFX brand. Click this button to checkout on TrainingConsultants.com.

Organization Discounts Available

Contact your referring manager or recruiter for information on how to access your organization's portal.

Integrated SIE and Series 6 Training Package Comparison

The integrated SIE and Series 6 bundle includes three different exam prep trainings within a single purchase, providing candidates multiple ways to study and prepare for their exams. Gain complete flexibility on how to study, while saving time and money by choosing this option. Here are some highlights:

Integrated Study both the SIE and Series 6 material at the same time within a single integrated learning experience. The exam prep training is combined into logical discussions of all topics vs. independent discussions of the material.  This option will help reduce overall study time for those wanting to take both exams in close succession.

SIE Only Study only material being presented on the SIE exam with this learning experience. This option allows those wanting a two-part exam study plan to be able to focus solely on SIE testable material.

Series 6 Rep Level Study only the material being presented on the Series 6 exam with this learning experience. This option allows those wanting a two-part exam study plan to be able to focus solely on Series 6 testable material.

New! Live Online Study Package

Navigate your securities licensing exams with confidence! Our new comprehensive learning experience will level up your study practices. In addition to online courses delivered in a video-first modern e-learning environment, the Live Online Study Package gives you access to 3-hour Live Focused Webinars. These webinars are interactive training sessions focused on the most challenging topics frequently encountered on exams. Our Live Focused Webinars make complex financial concepts more digestible, clearing your path to success.

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PURCHASE PACKAGE

See detailed descriptions of the 4 sessions offered for the Securities Industry Essentials (SIE) and Series 6 Exam below.

Introducing the Securities Live Online Study Package & Live Focus Webinars

Benefits of studying with Live Focused Webinars: 

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Candidates are twice as likely to reach the recommended amount of study in course.

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Save an average of 29 hours of online study time.*

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Candidates consistently pass the SIE exam with 95/96% pass rates.*

*Calculated for candidates who completed 80% of their ExamFX course and scored 80% or greater on their final practice exam. Live Focused Webinars are a supplemental study tool and do not affect the total recommended hours of study per course.

PACKAGE COMPARISON

LIVE ONLINE STUDY PACKAGE
$421

ONLINE COURSE PACKAGE
$289

 LIVE ONLINE STUDY PACKAGE
$421
ONLINE COURSE PACKAGE
$289
Access Days180180
Hard-Copy Textbook
eBook

Live Instruction 

New! Live Focus Webinars

 

Instruction

On-Demand Video Lectures

Personalized Study Plan
Best Practice Guide

Multi-Level Testing

Competency Exams

SpotCheck Quizzes
Practice Question Sets
Checkpoint Exams
Benchmark Final
Standard Final Exams
Custom Exam Generator

Support

Online Instructor Support

Phone Instructor Support

Additional Tools

Glossary and Acronyms

Online Flashcards
Real-Time Content Updates
Report Center

View Packages and Pricing​*
*Securities products are available through Training Consultants, an ExamFX brand. Click this button to checkout on TrainingConsultants.com.

Securities Industry Essentials (SIE) Live Focused Webinars

Equity & Bonds (Chapters 1 & 2) 

Candidates will explore shareholder rights, the intricacies of stock types, and the strategic considerations of stock splits and dividends. Candidates will explore the relationship between bond prices and yields, with valuable tools to help with comprehension and recall of these critical facts on test day. With a focus on testable applications, this webinar provides the analytical tools and knowledge to confidently address questions on equity and bond market dynamics.  

Options & Investment Companies (Chapters 3 &4) 

Participants will gain a solid grasp of call and put options and learn the structure and application of these instruments. The webinar also covers hedging techniques and option strategies, complete with practical calculations for real-world trading scenarios. Candidates will differentiate between open-end and closed-end investment companies, understand mutual fund characteristics, and explore the basics of Exchange Traded Funds and Exchange Traded Notes.  This webinar ensures well-rounded preparation for the exam. 

Markets & Margins (Chapters 7 & 9) 

The webinar covers topics such as order execution, market maker & designated market maker functions, and the intricacies of the OTC market and Exchange Market. Participants will gain practical insights into the mechanics of margin accounts, both long and short accounts. This webinar is crucial for SIE candidates seeking to deepen their market knowledge and leverage financial strategies effectively for exam success and professional advancement.  

Series 6 Live Focused Webinar

Designed to demystify the core principles surrounding Investment Companies and Annuities, two of the most critical components of the exam. Our expert trainers will distill the complexities of these subjects into more comprehensible concepts, significantly enhancing your ability to proficiently manage mutual funds and annuities. 

 

Investment Companies & Annuities (Chapters 4 & 10) 

Distills the key aspects of mutual funds and annuities, focusing on the structure, regulation, and pricing of investment companies, as well as the distinctions between ETFs and ETNs. It also covers the various insurance types, annuity taxation, and payout methods. This webinar, complete with targeted question breakdowns, equips candidates to adeptly navigate these topics on the Series 6 exam. 

 

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What is the Securities Industry Essentials (SIE) exam?

The SIE exam assesses a candidate's basic knowledge of the securities industry. Starting October 1, 2018, the Financial Industry Regulatory Authority (FINRA) requires all candidates must pass both the SIE exam and a representative (Rep Level) top off exam. The SIE exam focuses on industry terminology, securities products, the structure and function of the markets, regulatory agencies and their function, and regulated and prohibitive practices.
VIEW FINRA SIE EXAM CONTENT OUTLINE

What is the Series 6 Rep Level exam?

The Series 6 exam is designed to assess the competency of entry-level Investment Company and Variable Contracts Products Representatives and is administered by Financial Industry Regulatory Authority (FINRA). The Series 6 exam seeks to measure the degree to which each candidate possesses the knowledge, skills and abilities needed to perform the critical functions of an Investment Company and Variable Contracts Products Representative. In order to obtain registration as an Investment Company and Variable Contracts Products Representatives, candidates must pass both the Series 6 exam and a general knowledge co-requisite, the Securities Industry Essentials (SIE) exam. For more information about the Investment Company and Variable Contracts Products Representative registration category, see FINRA Rule 1220(b)(7).
VIEW FINRA SERIES 6 EXAM CONTENT OUTLINE

About the Securities Industry Essentials Exam

What are the topics covered on the SIE Exam?

The SIE exam, which is an introductory level exam, consisting of 75 questions and is broken down into four parts. These topics include: 

See below for more detailed breakdown or visit FINRA.


Regulatory Entities, Agencies and Market Participants

Understanding Products and Their Risks

Understanding Trading, Customer Accounts and Prohibited Activities

Overview of Regulatory Framework

About the Series 6 Rep Level Exam

What are the topics covered on the Series 6 Rep Level exam?

The Series 6 Rep Level exam is broken down into four parts (by job function). These topics include: 

See below for more detailed breakdown or visit FINRA.


Regulatory fundamentals and business development

Evaluate customers’ financial information, identify investment objectives, provide information on investment products, and make suitable recommendations

 

Open, maintain, close, and transfer accounts and retain appropriate account records

Obtain, verify, and confirm customer purchase and sale instructions

FINRA SIE Exam Details

The SIE exam consists of 75 multiple-choice questions. Candidates will be given 1 hour and 45 minutes to complete the exam and must achieve a 70% to pass. The cost of the exam is $60.

FINRA Series 6 Rep Level Exam Details

The Series 6 Rep Level exam consists of 50 multiple-choice questions. Candidates will be given 1 hour and 30 minutes to complete the exam and must achieve a 70% to pass. The cost of the exam is $40.

Series 6 Exam Tips & Insights

Access resources and expert guidance to help you navigate the Series 6 exam landscape. Click to read the blog >>

View Packages and Pricing​*

*Securities products are available through Training Consultants, an ExamFX brand. Click this button to checkout on TrainingConsultants.com.