Frequently Asked Questions (FAQs)

Where can I find information about securities licensing exams and testing sites?

You can find information regarding your exam and how to enroll for your exam at FINRA’s website.

Different regulators, FINRA, NASAA, MSRB, and NFA, maintain different exams. FINRA conveniently lists all these exams on its site. These include exams maintained by FINRA, NASAA, MSRB, and NFA. You can also find information about these exams on each regulator’s website. 

Where can I get information about Testing Sites?