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We offer flexible solutions and packages for every learning preference, specifically designed to help candidates pass their SIE exam. Our training provides a variety of helpful study tools that prepares candidates for success.
The SIE exam assesses a candidate's basic knowledge of the securities industry. The Financial Industry Regulatory Authority (FINRA) requires that all candidates must pass both the SIE exam and a representative (Rep Level) Top-Off exam. The SIE exam focuses on industry terminology, securities products, the structure and function of the markets, regulatory agencies and their function, and regulated and prohibitive practices.
VIEW FINRA SIE EXAM CONTENT OUTLINE
The SIE exam, which is an introductory level exam, consisting of 75 questions and is broken down into four parts. These topics include:
See below for more detailed breakdown or visit FINRA.
ExamFX offers candidates all the study materials they need to be successful in passing their qualification exam. In addition to our online learning platform, we offer printed study materials that help candidates throughout their learning. Our Study Guide, Flash Cards and Tip Sheets can easily be added to any package during checkout.
ExamFX SIE packages include unlimited practice exams, designed to simulate the qualification exam. Learn more about these additional study materials by clicking below.
The SIE exam consists of 75 multiple-choice questions. Candidates are given 1 hour and 45 minutes to complete the exam and must achieve a 70% to pass. The cost of the exam is $80.
Find your way through the SIE exam landscape with guidance from our blog.
ExamFX is so confident in our training program that we guarantee users who successfully complete the Readiness Exam will pass their licensing exam on their first attempt! If you do not pass your licensing exam within three days after scoring 80% or higher on the Readiness Exam, we will refund the cost of your course. It is that simple. Some restrictions may apply.