ExamFX has created a comprehensive online training program to ensure candidates are prepared to pass their exam on the first attempt. We have a variety of study packages available to fit every learning preference and budget.
RETAIL PACKAGES STARTING AT
$299
*Securities products are available through Training Consultants, an ExamFX brand. Click this button to checkout on TrainingConsultants.com.
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The integrated SIE and Series 99 bundle includes three different exam prep trainings within a single purchase, providing candidates multiple ways to study and prepare for their exams. Gain complete flexibility on how to study, while saving time and money by choosing this option. Here are some highlights:
Integrated Study both the SIE and Series 99 material at the same time within a single integrated learning experience. The exam prep training is combined into logical discussions of all topics vs. independent discussions of the material. This option will help reduce overall study time for those wanting to take both exams in close succession.
SIE Only Study only material being presented on the SIE exam with this learning experience. This option allows those wanting a two-part exam study plan to be able to focus solely on SIE testable material.
Series 99 Study only the material being presented on the Series 99 exam with this learning experience. This option allows those wanting a two-part exam study plan to be able to focus solely on Series 99 testable material.
The SIE exam assesses a candidate's basic knowledge of the securities industry. Starting October 1, 2018, the Financial Industry Regulatory Authority (FINRA) requires all candidates must pass both the SIE exam and a representative (Rep Level) top off exam. The SIE exam focuses on industry terminology, securities products, the structure and function of the markets, regulatory agencies and their function, and regulated and prohibitive practices.
VIEW FINRA SIE EXAM CONTENT OUTLINE
The Series 99 exam assesses the ability of an entry-level Registered Representative to perform their job as an operations professional. In order to obtain a Series 99 registration, candidates must pass the Operations Professional Exam administered by the Financial Industry Regulatory Authority (FINRA).
VIEW FINRA SERIES 99 EXAM CONTENT OUTLINE
What are the topics covered on the SIE Exam?
The SIE exam, which is an introductory level exam, consisting of 75 questions and is broken down into four parts. These topics include:
See below for more detailed breakdown or visit FINRA.
What are the topics covered on the Series 99 exam?
FINRA has classified the exam into two main job functions an Operations Professional is expected to perform. Based on the outline, the job functions are:
See below for more detailed breakdown or visit FINRA.
The SIE exam consists of 75 multiple-choice questions. Candidates will be given 1 hour and 45 minutes to complete the exam and must achieve a 70% to pass. The cost of the exam is $60.
The Series 99 exam consists of 50 multiple-choice questions. Candidates will be given 1 hour and 30 minutes to complete the exam and must achieve a 68% to pass. The cost of the exam is $40.
*Securities products are available through Training Consultants, an ExamFX brand. Click this button to checkout on TrainingConsultants.com.