Integrated Securities Industry Essentials (SIE) and Series 7 Rep Level

Integrated SIE & Series 7 Top-Off Exam Prep

To pass your SIE and Series 7 exams, ExamFX has created a comprehensive online training program to ensure that you are prepared to pass your exam on first attempt. We have a variety of study packages available, designed to meet your specific needs.

 

RETAIL PACKAGES STARTING AT*
$249.95 

Organization Discounts Available*Actual price may vary depending on state and course selection. Please see purchasing portal for actual pricing for your state and organization. Discount pricing may also be available with qualifying manager email, discount code, or by visiting your specific organization's page.

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Integrated Securities Industry Essentials (SIE) and Series 7 Rep Level Package Comparison

The integrated SIE and Series 7 bundle includes three different exam prep trainings within a single purchase, providing multiple ways to study and prepare for your exams. Gain complete flexibility on how you want to study, while saving time and money by choosing this option. Here are some highlights:

Integrated Study both the SIE and Series 7 material at the same time within a single integrated learning experience. The exam prep training is combined into logical discussions of all topics vs. independent discussions of the material.  This option will help reduce overall study time for those wanting to take both exams in close succession.

SIE Only Study only material being presented on the SIE exam with this learning experience. This option allows those wanting a two-part exam study plan to be able to focus solely on SIE testable material.

Series 7 Rep Level Study only the material being presented on the Series 7 exam with this learning experience. This option allows those wanting a two-part exam study plan to be able to focus solely on Series 7 testable material.

OUR GUARANTEE

We guarantee you will pass your licensing exam on the first attempt. If you do not pass the licensing exam after scoring an 80% on the Guarantee Exam, we will refund the cost of the material. Licensing exam must be taken within 3 days after passing the Guarantee Exam. A copy of the licensing exam results and access code must be provided.

PACKAGE COMPARISON

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$249.95 - REGISTER NOW $349.95 - REGISTER NOW $459.95 BEST VALUE REGISTER NOW SEE CALENDAR
90 Days Course Access
Interactive Learning Portal
Online Exam Simulations
Readiness Exam
Guarantee Exam
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OnDemand Video Lectures
Online Flashcards
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What_Is_Icon

What is the Securities Industry Essentials (SIE) exam and what will it do?

The SIE exam assesses a candidate's basic knowledge of the securities industry. Starting October 1, 2018, FINRA requires that all candidates must pass both the SIE exam and a representative (Rep-Level) top off exam. The SIE exam focuses on industry terminology, securities products, the structure and function of the markets, regulatory agencies and their function, and regulated and prohibitive practices. To view a complete, detailed test outline, please follow the link to the FINRA website and SIE exam outline.
VIEW THE FINRA SIE EXAM CONTENT OUTLINE

What is the Series 7 Rep Level exam and what will it do?

The Series 7 exam is designed to assess the competency of entry-level General Securities Representatives. The Series 7 exam seeks to measure the degree to which each candidate possesses the knowledge, skills and abilities needed to perform the critical functions of a General Securities Registered Representative. In order to obtain registration as a General Securities Representative, candidates must pass both the Series 7 exam and a general knowledge co-requisite, the Securities Industry Essentials (SIE) exam. For more information about the activities requiring registration as a General Securities Representative, see FINRA Rule 1220(b)(2).
VIEW THE FINRA SERIES 7 REP LEVEL OUTLINE

About the Securities Industry Essentials Exam

What are the topics covered on the SIE Exam?

The SIE exam, which is an introductory level exam, consisting of 75 questions and is broken down into four parts. These topics include: 

See below for more detailed breakdown or visit the FINRA link above.


Regulatory Entities, Agencies and Market Participants

Understanding Products and Their Risks

Understanding Trading, Customer Accounts and Prohibited Activities

Overview of Regulatory Framework

About the Series 7 Rep Level Exam

What are the topics covered on the Series 7 Rep-Level Exam?

The Series 7 Rep Level exam is broken down into four parts (by job function). These topics include: 

See below for more detailed breakdown or visit the FINRA link above.


Seeks Business for the Broker-Dealer from Customers and Potential Customers

Opens Accounts After Obtaining and Evaluating Customers’ Financial Profile and Investment Objectives

Obtains and Verifies Customers’ Purchase and Sales Instructions; Processes, Completes and Confirms Transactions

Provides Customers with Information About Investments, Makes Suitable Recommendations, Transfers Assets and Maintains Appropriate Records

FINRA SIE Exam Details

The SIE exam consists of 75 multiple-choice questions and is a total duration of 1 hour and 45 minutes. The minimum passing score is TBD

FINRA Series 6 Rep Level Exam Details

The Series 7 Rep Level exam consists of 125 multiple-choice questions and is a total duration of 3 hours and 45 minutes. The minimum passing score is TBD

What is the ExamFX Guarantee Exam?


As a first in the prelicensing industry, we stand by our mission to provide students with quality learning tools and instruction. We guarantee each student will pass his or her exam on the first attempt. If a student fails the state exam within three days after scoring 80% on the Guarantee Exam, we will refund the cost of the material. It is that simple.

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