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Series 53 Update July 2023

Series 53 qualification exam may begin testing on the regulatory update to the MSRB Rule G-40, pertaining to the use of testimonials in advertising by municipal advisors, per rule amendment effective July 3, 2023. The ExamFX Series 53 course has been revised to include all the required content updates. Continue reading to view the course addendum.

Series 52 Update July 2023

Series 52 qualification exam may begin testing on the regulatory update to the MSRB Rule G-40, pertaining to the use of testimonials in advertising by municipal advisors, per rule amendment effective July 3, 2023. The ExamFX Series 52 course has been revised to include all the required content updates. Continue reading to view the course addendum.

SIE, Series 6, 7, 10, 24 & 26 Course Update January 2023

FINRA may begin testing on the regulatory update for Continuing Education – Regulatory Element which becomes effective January 1, 2023, as well as on the updated contribution limits for Qualified Plans on the Securities Industry Essentials, and Series 6, 7, 10, 24, and 26 exams. ExamFX courses have been revised to include this regulatory update. Continue reading to view the course addendum.